Financial Planning

With increasingly complex and unpredictable financial markets and longer life expectancies, working with a CERTIFIED FINANCIAL PLANNER™ Professional is more important than ever.

With such an overwhelming number of investment options, one of the most important decisions you can make is to seek the advice of a qualified advisor. For this important partnership, you need an experienced and highly trained CFP® 
 who is specialized in working with physicians and understands your total financial and professional picture—someone who can help you define your life goals, establish a comprehensive financial plan, provide strategies focused on your needs, and help you aim to stay on track.

While planning for the future is often a challenge, having an experienced advisor on your side can make the investing and financial planning process much easier.

Kaplan Financial — Focused on Your Goals

At Kaplan Financial, we understand the important role a financial advisor can play in managing your total financial life. That’s why we have selected LPL Financial as our broker-dealer, to provide us with the institutional tools and support we need to best help you pursue your goals. When you choose an advisor supported by the vast resources of LPL Financial, you can be confident that we have access to independent research, state-of-the art technology, innovative investment tools, and the exceptional support that allow us to devote our full attention to your needs and objectives.

Expect the Very Best

Whether you’re just starting out or preparing for retirement, you can expect:

  • Your needs come first — We will engage with you in an ongoing conversation about your needs, goals, and objectives to create the financial plan that’s appropriate for you.

  • Personalized guidance and advice — With access to leading independent research, Kaplan Financial can help you make informed, well thought-out decisions.

  • Investment choice and flexibility — LPL Financial does not offer any proprietary products.  As a result, we can help you choose personalized investment strategies from many of the nation’s leading institutional investment managers, including Dimensional Funds, Vanguard, Fidelity Investments, T.Rowe Price, American Funds, etc.

  • Convenient account access — Accessed from your computer, tablet or smartphone, Account View 2.0 is your secure, convenient, 24-hour online access to your investment account information. 

  • Access to your own Personal Financial Planning Website

Plan Types - we offer a variety of plan types to match your budget, needs and goals:

  • Core Plan - A Core plan's smaller scope and lower price ($500+) is for clients who would benefit from a basic financial plan, investment review, and recommendations within the context of their goals.

  • Comprehensive Plan - Comprehensive plans ($1,000+) cover a client’s entire financial life and go in-depth to provide a holistic view of their goals and finances. 

  • Advanced Plan - Clients with significant assets, business ownership, or complex families, often have situations requiring specialized expertise. In addition to everything in a Comprehensive plan, Advanced ($2,000+) planning employs an ensemble of experts in tax, estate and more to craft a plan, and guide you and your tax and legal advisors through implementation.